Web2.5 Following consultation in CP15/192, the FCA Board has made changes to the FCA Handbook sections listed below: Glossary SUP 5 DEPP 2, Schs 3 and 4 DISP 1 and 2 2.6 The FCA Board also made the following changes to material outside the FCA Handbook: EG 19 2.7 In summary, this instrument implements Handbook changes that we believe … WebHandbook Notice No 97 March 2024 2 Summary of changes 2.1 This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA …
Handbook Notice 98 - FCA
WebFCA Handbook - Browse by Topics. Expand all + Collapse - Clients (157) Client categorisation (13) ... (2009/65/EC) (94) Undertakings for Collective Investment in Transferable Securities Eligible Assets Directive (2007/16/EC) (5) ... (Cancellation Notices and Copies of Documents) Regulations 1983 (SI 1983/1557) (1) WebApr 11, 2024 · (1) 1In order to establish whether an authorised fund manager of a long-term asset fund conducts its activities honestly, fairly and with due skills, the FCA is required to assess various matters, including those set out in articles 21 and 22 of the AIFMD level 2 regulation.In addition, under COLL 15.2.4R, the authorised fund manager must possess … personality eval tests
Handbook Notice No. 108 Handbook Notice No. 108 Better …
WebAug 1, 2024 · the firm must give reasonable notice to all its shareholders or owners or members of its intention to seek approval of the proposed higher ratio; (2) ... article 94(1)(m) of the CRD and Standards 6 and 7 of the FSB Compensation Standards] SYSC 19D.3.60 G 01/07/2015 RP ... (including any previous rules in the FCA Handbook), ... WebThis Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other … Web7. SUP 11.5.2 R 21/06/2001 RP. The notification from a firm under SUP 11.4.7 R (2) (a) need only contain as much of the information set out in SUP 11.5.1 R as the firm is able to provide, having made reasonable enquiries from persons and other sources as appropriate. SUP 11.5.4 G 01/01/2024 RP. Firms are reminded that a change in control may ... personality estj