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WebApr 25, 2000 · The law judge revoked MGSI's registration as a broker and dealer and ordered MGSI to cease and desist from the conduct charged in the Order Instituting Proceedings. 2 The Order Instituting Proceedings charged MGSI with failure reasonably to supervise, with a view to preventing violations of the securities laws. WebA brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on …
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WebSynovus Securities, Inc. is a subsidiary of Synovus Financial Corp and an affiliate of Synovus Bank and Synovus Trust. Synovus Trust Company, N.A. is a subsidiary of Synovus Bank. You can obtain more information about Synovus Securities, Inc. and its Registered Representatives by accessing BrokerCheck . Back http://cmprs.sec.gov.ph/index.php/accountRequest
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